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Preparing for Your ACH Audit

Description

Event Details*
Thursday, April 03, 2025
2:00 - 3:30 pm ET
Webinar; 1.8 AAP/APRP/AFPP CEU Eligible
Level: Intermediate

Event Registration**
Member Price: $200
Non-Member Price: $350
**With the $200 registration, members can register an unlimited number of participants from their organization. All participants must be registered simultaneously. To access this pricing, log in as a member and choose ‘Manage Group Registration for Company.’


The Nacha Operating Rules and Guidelines (the Rules) require all participating depository financial institutions, Third-Party Senders, and Third-Party Service Providers to conduct an ACH audit by December 31 of each year.

Whether your organization is conducting their own audit, or outsourcing to a firm, ACH Network participants should understand their audit obligations and consider recent changes to the Rules when preparing for the annual Audit.

This session overviews the audit process and clarifies some of the most frequently identified audit issues to help ACH participants achieve compliance.


At the conclusion of this intermediate session, learners will be able to:
• Summarize recent Rules changes that will affect 2025 ACH Audits
• Examine the most common ACH audit findings and areas where audit criteria was insufficient
• Document changes to the 2025 Audit criteria


Speakers:
• Caitlyn Mullins-Smith, AAP, APRP, NCP, Lead Advisor, NEACH Payments Group
• Rayleen M. Pirnie, BCJ, AAP, CERP, Director, Risk & Fraud, NEACH


Audience:
• AAPs
• ACH Coordinator
• ACH Origination
• ACH Receipt
• APRPs
• Audit Department
• BSA/Compliance
• Financial Institutions
• Operations
• Product Management


You might also like:
• Preparing for a Financial Institution Risk Assessment



*Please note that the access information will be sent to you in a separate email upon receipt of payment. Access information and support are only provided during normal business hours.

**With the $200 registration, members can register an unlimited number of participants from their organization. All participants must be registered simultaneously. To access this pricing, log in as a member and choose ‘Manage Group Registration for Company.’


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