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Managing a Culture of Compliance


Event Details*
Tuesday, February 07, 2023
2:00 - 3:00 pm ET
Webinar; 1.2 AAP/APRP CEU Eligible
Level: Advanced

Event Registration**
Member Price: $225.00
Non-Member Price: $325.00

This session is a part of a management series of live webinars being offered in 2023. In this session geared toward payment function managers, NEACH will explore what it means to have a culture of compliance. Every financial institution employee contributes to its compliance culture, but the tone is set at the top with the Board of Directors, Senior Management, and Departmental Management. Institutions that lack a culture of compliance expose themselves to potential regulatory citations, fines, and reputational risk. In this session, we'll cover topics such as a brief overview of the elements of an effective compliance management system, essential aspects of a culture of compliance, tactics for instilling a culture of compliance and define a leader's role in a culture of compliance.

During this session attendees will:
• Define a culture of compliance
• Discuss why a culture of compliance is so crucial to a financial institution
• Examine tactics for enacting a culture of compliance
• Discuss the results you can expect from implementing a culture of compliance

Mary Mumper-Morrison, AAP, APRP, CAMS, Director, Education, NEACH

• Executive/Senior Management
• Operations
• Product Management

You might also like:
• Manager's Role in Policy Management
• Manager's Training by the Numbers (Metric Oversight)
• Manager's Role in Payment Risk Management
• The Operations Manager's Role in Payment Product Management
• The Manager's Role in Payment-Related Vendor Management
• Manager's Guide to Communicating with the Board/Senior Management Quarterly Regulatory Review 4-part series

*Please note that the access information will be sent to you in a separate email upon receipt of payment. Access information and support are only provided during normal business hours.

** This event is part of the NEACH Education Club. Members who join the Club save $75 off the cost of this event.

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