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Payments Compliance Symposium


Event Details*
Thursday, August 04, 2022
9:30 am - 4:30 pm ET
Symposium; Up to 6.5 AAP/APRP CEU Eligible
Learning Level: Intermediate

Event Registration**
Member Price: $275.00
Non-Member Price: $375.00
(Tiered pricing is available for Members, please contact info@neach.org for more information)

The first NEACH Payments Compliance Symposium is the place-to-be to explore the newest trends, tips and challenges from industry experts, and to collaborate with peers! Increase your institution’s payments compliance position by attending this full-day, virtual event filled with information, actionable intel, and helpful tips to increase recognition of potential compliance exposure and new requirements.

Monique Canty, AAP, APRP, CAMS, RTP Network Administration, The Clearing House
Nancy E. Lake, CAMS-Audit, CAMS-FCI, Director of Training, ARC Risk & Compliance and AML-ology
Mary Mumper, AAP, CAMS, Director, Education, NEACH
Rayleen M. Pirnie, BCJ, AAP, CERP, Director, Risk & Fraud, NEACH
Angie Smith, AAP, NCP, Senior Vice President, Professional Development Events, Wespay


09:30 - Welcome
09:35 - BSA/AML Updates
10:35 - Break
10:40 - Real Time Payments Compliance
11:45 - Consumer Protection: Current and Future Initiatives
12:15 - Lunch
01:15 - Fireside Chat: Check Law & Duplicate Presentments
02:10 - Break
02:15 - Compliance Roundtable: Your Compliance Questions Answered!
03:15 - Break
03:20 - Current and Future Compliance Considerations
04:20 - Closing with Action Items and Final Q&A

BSA/AML Updates - Nancy E. Lake, ARC Risk & Compliance and AML-ology
It seems like something is changing all the time in BSA/AML that it is hard to keep up. From fraud and cyber issues to cannabis and FinCEN issuances and everything in between, BSA personnel are overwhelmed. However, it is important to stay abreast of the latest news on all areas of BSA to mitigate the risks posed to your financial institution.

This session will cover the most critical information on the AML Act, crypto, cannabis, fraud, payments, human trafficking, and a host of other topics. Join us for an information packed session!

Real Time Payments Compliance - Monique Canty, The Clearing House

Consumer Protection: Current and Future Initiatives - Rayleen M. Pirnie, NEACH
Join us to explore the current and likely future initiatives of the Consumer Financial Protection Bureau and Congress as they look to expand consumer protections. We’ll explore current proposals and House bills aimed at amending the EFTA/Regulation E and what this means for financial institutions.

Fireside Chat: Check Law & Duplicate Presentments - Angie Smith, Wespay
Are you experiencing issues surrounding duplicate presentments and check law? Are you wondering which comes first: HIDC claims versus the Reg CC RDC Indemnity? If yes, this is a session you won’t want to miss.

Join an industry leader as she explains the “ins and outs” of the regulations while addressing your everyday concerns and liability potential.

Compliance Roundtable: Your Compliance Questions Answered!
- Mary Mumper, NEACH and Rayleen M. Pirnie, NEACH
Bring your payments compliance questions and struggles as two of NEACH’s own Compliance experts lead this virtual roundtable covering important topics like:
- Important tips to successfully implementing OFAC Framework into your institution.
- The value of initiating a 314b as part of your AML investigation.
- How expanded online betting could affect your institution’s UIGEA/Regulation GG policy and procedures.
- How the recent House Bill could forever alter the EFTA and Regulation E.
- And more…

Current and Future Compliance Considerations

• AAPs
• ACH Coordinator
• Audit
• Card
• Card Processing
• Cash Management
• Electronic Banking
• Executive/Senior Management
• Faster Payments
• Operations
• Payment Strategy
• Product Management
• Reg E
• Risk/Compliance
• Rule Book Contact
• Training Director
• Financial Institutions

You might also like:
• Quarterly Regulatory Review: 4-Part Series

*Please note that the access information will be sent to you in a separate email upon receipt of payment. Access information and support are only provided during normal business hours.

**Please note that the symposium does not allow multiple users to register at no additional cost. The registration cost listed above is per person.

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